Thursday, January 14, 2010

Investment Mangement Exams: Is the SEC on the right track?

"We have planned a number of significant sweeps of investment advisors. In the last few months--really in the last year or two--we have tried to orient our program, especially the investment management program, more toward cause- and risk-based exams."

This quote from New York SEC Regional Director George Canellos represents a strike towards more streamlined hedgefund regulation. To find out what will follow, including, see the story HERE.

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